Biometrics: The user perspective

Dr Lynne Coventry
User Research
NCR Financial Solutions

Prof. Angela Sasse
UCL, Human Computer Interaction

Slide 2
ATM Accessibility: Some Background

  • Country specific guidelines apply
  • Coverage includes
    • Location of devices
    • Issues specific to each device
      • PIN pad - key size, legend size, colour and contrast, tactile markers, key order
    • Need for audio and tactile interaction
    • Time out

Slide 3
Current Issues

  • ATM access secured by PIN
  • PINs are forgotten, confused, compromised
  • Consumer awareness of shoulder surfing
  • Conflict between security and accessibility requirements
    • Key sizes
    • Shielding keyboard
    • Screen and font sizes
    • Secure PINs/passwords

A privacy shield on a biometric machine

Slide 4
PIN Evaluations

  • Detica carried out a survey of approx 1000 people
    • 23% of people reported having 6 or more cards/devices that required a PIN number
    • 50% of people said they could not remember more than 3
    • 16% of people said they used the same code for everything
    • 31% said they used the same code for some things.
  • My study of 15000 ATM transactions found that 1% of these failed. 50% of failures were because of a forgotten PIN.

Slide 5
Renewed interest in Biometrics

  • Use of biometrics in consumer products
    • Mobile phones and laptops
  • Increased awareness of shoulder surfing
  • User PIN behaviour is not optimally secure

Slide 6
Biometric Performance Statistics

  • Quoted statistics are based on high quality images
  • Usually evaluated against a database of such images or gathered from a small subset of the user population
  • Often do not quote the failure to enrol rate and the failure to acquire an image rate
  • My usability studies have shown that the general population are not always able to provide such high quality images

Slide 7
Usability of Fingerprint studies

  • Study 1: Can people intuitively use a fingerprint device?
  • Study 2: What training and information do people require to be able to use the fingerprint device appropriately?
  • Study 3: Does our improved training and leadthrough work with the general public?

Slide 8
Study 1: Can people intuitively use a fingerprint device?

  • No!
    • Although no failure to enrol with internal staff
    • Poor and inconsistent placement of fingers on device
    • Pointing down, or placing just fingertip on the platen
    • 10% False Reject rate

A fingerprint scanning device

Slide 9
Study 2: What training and information do people require to be able to use the fingerprint device appropriately?

  • What they are trying to do
    • Understand the concept of fingerprint core and where it is located on the finger
  • How to make it happen with a particular device
    • Need for feedback from the application on accuracy of finger placement

Slide 10
Study 3: Does improved training and leadthrough work?

Yes! But …need for "supervised playtime"

  • 168 participants recruited in Edinburgh
    • From wide age range, explained core and use of device
  • Enrolment problems with older users
    • Problems getting good quality images
    • Image quality and inconsistent placement
    • Females over 60
  • False reject rate reduced to 4%
    • Had solved the placement issues
    • But new image quality issue found

A fingerprint scanning device near a keypad on a terminal

Slide 11
Image quality example

  • Clear, high contrast, well defined features
  • Blacked out images
  • Low contrast images

Slide 12
Study 4: Is fingerswipe as usable as fingerprint devices

  • No!
    • 82 participants from Edinburgh
    • 7% failed to enrol
    • 7% false reject rate after 3 attempts
    • Potentially more accessibility problems

Slide 13
Biometric usability conclusions

  • Real performance is not equal to predicted performance
    • Quality of individual biometric features
    • Ability to present the biometric feature
    • Usability of individual applications and devices
  • Need user education
    • What am i trying to do and why is it important
  • Need training on particular device before enrolment
    • Supervised "playtime" until can consistently place the core centrally
    • How do I do it with this device
  • Need longer time outs for older users
  • Need to improve feedback on image quality

Slide 14
Biometric accessibility approaches

  • Accessibility guidelines currently suggest either
    • Provide a non biometric alterative
      • Potential security risk
    • Provide an alternative biometric
      • Complexity and cost of multiple authentication methods
  • This does not address the inherent accessibility issues in each biometric device, assuming that someone possesses the biometric feature

Slide 15
Biometric Accessibility

  • Each device will have different accessibility issues
    • Does the location of device allow access for wheelchair users and those with limited reach
    • Does the device help the user place the biometric feature relative to device
    • Is the user required to alter the position of the device?
    • Is the user required to move the biometric feature over the device?
    • Can the user perform the required placement behaviours?
      • Place hand/finger flat, cover/close eye, face straight on
  • Is the user required to keep the biometric feature still during image acquisition
  • Does the application/device provide non-visual feedback to locate and operate the device
  • How does the biometric approach deal with the aging process?

Slide 16
Often poorly located devices

  • Too high- too low

Poor location of biometrics devices

Slide 17
How far away

  • Guides required for contactless devices

Series of photos showing distance required for contactless devices

Slide 18
Need to combine usability + accessibility

  • Usability and accessibility are not the same
  • Level 1: Not physically possible to use the device
  • Level 2: Physically possible but difficult to use
  • Level 3: Physically possible and easy to use

Slide 19
Conclusions

  • Usability research has shown that without proper attention to usability and accessibility issues biometric approaches may have problems achieving the expected performance levels
  • Usability of security mechanisms is a growing area of research
  • More Usability/accessibility evaluations of biometrics are still required
  • It is a balancing act:
    • Security - usability - accessibility
    • Risk assessment
  • Work needed to improve feedback on image quality and user behaviour required to improve it
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